Concorde Investment Services, an independent broker-dealer and registered investment advisor serving financial professionals nationwide, has hired Marc A. Morell as chief compliance officer.
Morell is a senior compliance executive with more than 25 years of experience in broker-dealer compliance, anti-money laundering (AML), field supervision, regulatory examinations and adviser governance. Prior to Concorde, Morell served as chief compliance officer and AML compliance officer at BALANZ Capital, a Miami-based broker-dealer he joined at its founding in August 2023.
Prior to BALANZ, Morell served as head of field supervision and Office of Supervisory Jurisdiction (OSJ) at Snowden Lane Partners, where he led compliance oversight for more than 140 registered personnel across the firm. Earlier in his career, Morell held a regional supervisory role at Wells Fargo Advisors, overseeing more than 35 financial advisers across multiple branches in the Miami market.
