Archegos debacle has family offices facing off with federal regulators

The implosion of Archegos Capital Management is giving thousands of secretive family offices the greatest challenge to their privacy in a decade, reports Bloomberg, and they are pushing back hard against coming under the purview of the SEC. What’s at stake? We ask former SEC and FINRA examiner and investigator Amy Lynch, now president of FrontLine Compliance. (05/2021)

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